Chief Compliance Officer (CCO) and General Counsel
Resonant Capital Advisors is seeking a Chief Compliance Officer (CCO) and General Counsel to oversee the compliance infrastructure of an SEC-registered investment advisory firm. Reporting to the President and CEO, the CCO and GC will be responsible for managing and scaling a robust compliance program to support the firm’s investment and growth strategies. Additionally, you will oversee all corporate legal matters, including contract negotiations, vendor management, and risk mitigation. The ideal candidate is an attorney with significant experience advising or working within the RIA and wealth management industry, including deep familiarity with SEC investment adviser regulation, compliance program administration, corporate governance, commercial contracting, and operational risk management. This role will oversee the firm’s compliance program while also serving as a strategic legal and operational adviser to executive management.